Series 24: 4.1.6.3.1. Contents Of Prospectuses Used After Nine Months

Taken from our Series 24 Online Guide

4.1.6.3.1. Contents of Prospectuses Used After Nine Months

SEC Rule 427 allows the omission of information from a prospectus used more than nine months after the effective date, provided that more recent information—including the latest available certified financial statement—is included. Additionally, this more recent information cannot be more than sixteen months old at the time it is included in the prospectus.

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