Series 65: 9.1.2.3.3 Special Subscription Form

Taken from our Series 65 Online Guide

9.1.2.3.3 Special Subscription Form

The administrator may require that securities registered by qualification or coordination be sold using a specific form called a subscription or sale contract form. The administrator may also require that a signed form of each contract be filed and retained for up to three years.

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Thanks again for all your help. Loved the study materials and the book was very well written and easy to read. [Series 65]

Josh J. Solana Beach, CA

I passed my series 65 exam on the first attempt! The books and sample questions are always very helpful. I leveraged this course with another program that was offered to me. I did mainly use this one and found the material very helpful. Overall, I would say the test questions that were in the book and online were much more difficult than the exam itself. I do like the crash course piece, but would also love the option of a instructional video which is what the other course offered. I learn not just by readying, but visually as well. The combination of the two were very helpful, but overall I felt the material, especially the sample test questions, were more comprehensive. Thank you for the material.

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Michael, CPA, Registered Representative

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