Series 28: FINRA Authority To Raise Margin

Taken from our Series 28 Online Guide

FINRA Authority to Raise Margin

FINRA has the option to prescribe higher initial and maintenance margin requirements for customer accounts whenever it determines that market conditions warrant.

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: FINRA Authority To Raise Margin, you might also be interested in:

Series 82 - Office of Supervisory Jurisdiction (OSJ)

Series 51 - All Accounts

Series 50 - Bond Convexity

Series 24 - The DMM’s Book

Series 65 - 3.1.3.4 Investing and Reinvesting in Mutual Funds

Series 66 - 2.4.17.5 Municipal Notes

Series 24 - FINRA Policy on Markups, Markdowns, and Commissions

Series 50 - Issuer Name

SIE - 8.6.5.2. Additional SIPC Rules

Series 24 - 2.7.1.3.2. Haircuts

Series 14 - 2.7.1. Crossing Orders

SIE - 10.2.11. Regulation of Political Contributions (“Pay to Play” Rule)

Series 6 - 4.3. Taxation of Equity and Debt

Series 65 - Communication with Clients and Prospects

Series 51 - LGIPs and Net Asset Value

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

I had previously used a competitors material while preparing for the Series 52 exam. Using that material I failed the exam twice and both times I felt unprepared even after studying a ton. I switched to Solomon after reading reviews that seemed to be similar to my scenario. I finally passed!! Solomon's material did a great job of simplifying really complex material. The practice exams were very similar to the real exam. While taking the exam for the third time after studying with Solomon I felt confident the entire exam because I knew the information and had seen questions formatted similar while taking practice exams. Thanks Solomon!!!

Sara Brady McGinn FIRM: Raymond James Memphis, TN