Series 65: 5.2.1 Financial Goals And Strategies

Taken from our Series 65 Online Guide

5.2.1 Financial Goals and Strategies

Generally, when prospective clients walk into an adviser’s office for the first time, it’s because these individuals have decided to seek help achieving a goal or managing a current situation. Some of the most common needs and situations include:

• Capital preservation

• Income generation

• Inves

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 5.2.1 Financial Goals And Strategies, you might also be interested in:

Series 14 - 6.1.2.2. Shelf Offering (Shelf Registration)

Series 26 - Three-Year Records

Series 24 - Soft Dollar Arrangements

Series 66 - Quantitative Methods of Analysis

Series 14 - 3.4. Carrying Agreements

Series 7 - 9.2 Tools of Government Policy

Series 53 - Compliance Examinations

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my series 65 exam on the first attempt! The books and sample questions are always very helpful. I leveraged this course with another program that was offered to me. I did mainly use this one and found the material very helpful. Overall, I would say the test questions that were in the book and online were much more difficult than the exam itself. I do like the crash course piece, but would also love the option of a instructional video which is what the other course offered. I learn not just by readying, but visually as well. The combination of the two were very helpful, but overall I felt the material, especially the sample test questions, were more comprehensive. Thank you for the material.

Ken Kramer

I did so many practice exams with Solomon and never saw one question twice. The quality of study material is thorough, with a touch of humor, and gives it to you in many formats (visual both on the computer or in book format if you wish), as well as audio that you can listen to in the car, as well as the benefit of videos of actual lectures from professors. I felt as though getting the information in all those formats allowed me to really grasp the information using different senses and facilitated the learning process even further.

Stacey Sperry, Durham, NC

I'm an auditory learner. Ordering the audio files was most helpful and I passed today with no worries.

Michael Freemire, Cambridge Advisors, Englewood, CO

I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt earlier today. Although I am an experienced adviser my work has previously all been in the UK and servicing UK Expats so have had no previous experience in the US or its regulatory framework. My only resource was the Solomon Exam Prep module for Series 65. It had everything I needed including prompt (super quick) responses to queries from real people. Even on a Sunday which I find incredible. A big thank you to you and the whole staff; I have recommended you to a number of people and will continue to do so; worth every penny.

Jonathan Brookes, Hoxton Capital, Austin TX

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.