Series 24: Registration Of Successor

Taken from our Series 24 Online Guide

Registration of Successor

When a broker-dealer changes hands, the successor (new) broker-dealer will assume all of the predecessor’s assets and liabilities and continue its business operations. To provide continuity of operation, the SEC allows the predecessor’s (prior) registration to remain effective as long as the successor files an application for regist

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Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

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