Series 54: Exercise

Taken from our Series 54 Online Guide

Exercise

Answer true or false.

1.True or false. Stanley was convicted of a driving under the influence misdemeanor five years ago, so he could be subject to a statutory disqualification.

2.True or false. Henrietta was convicted of perjury in a securities case eight years ago, but she will most likely not receive a statutory disqualification because it was a misdemeanor.

3.True or false. When he

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Exercise, you might also be interested in:

Series 28 - Release of Disciplinary Complaints and Decisions

Series 7 - 5.1.1. Long Call

Series 66 - 5.2.4.2. Roth IRAs

Series 79 - Follow-On Offering

Series 7 - 8.3.1 Term Life Insurance

Series 54 - 3.2.5.10. Disclosure Requirements

Series 6 - 7.5.1.2. Disclosure to Customers of Conflicts of Interest

Series 66 - Termination of an IAR

SIE - 6.1.3. Bond Offerings: The Trust Indenture Act of 1939

Series 63 - Chapter 4 Practice Questions

Series 66 - 5.1.4.1 Corporate Tax Rates

Series 82 - Other Account Documentation

Series 24 - 2.3.6. Payment for Publications that Influence a Security’s Market Price

Series 28 - Regulatory Notification

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Questions from the exam simulator were pretty similar to the actual series 52 exam, and I felt prepared with the study guide. I will be purchasing the series 53 study materials from Solomon in the near future.

Del Martin, Packerland Brokerage Services. Green Bay, WI

I used Solomon for the Series 52 after failing twice with Kaplan and STC. Solomon was immensely more helpful, simpler to understand, and more accurate than both companies combined. The practice questions were very similar to the ones I saw on the exam and the Ask the Professor feature was quick and helpful. I will be using Solomon for the Series 7 in a few months, and I recommend everyone who need to take a FINRA exam to use Solomon before anything else.

Christopher P, Academy Securities. New York, NY.

I just passed the Series 63 after failed in the first attempt as of January. I had studied with another vendor and after some research, I decided to buy Solomon material. I felt very comfortable with the material since English is my second language. And due to the type of the exam, this was very important. It took me time to make the decision for the 2nd attempt but Karen was important to support and she convinced me. I felt very comfortable till question number 20, after that a bit stressful but be sure that you will know the subjects. Thanks Solomon!!!

Ariel Barroso, MCM. Miami, FL

After failing the SIE with a different study company, I passed after using Solomon! I then passed the S6, S63 and S65 on the first try after studying with Solomon materials! I loved how easy the material was to comprehend and the practice tests were amazing! I felt well prepared for each test! Thank you Solomon!

Sara Hays, State Farm. Atascadero, CA

I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

Gary Kilanowski. Scottsdale, AZ