Series 63: 3.1.2.3.2.1. Special Subscription Form

Taken from our Series 63 Online Guide

3.1.2.3.2.1. Special Subscription Form

The administrator may require that securities registered by qualification or coordination be sold using a specific form called a subscription or sale contract form. The administrator may also require that a signed form of each contract be filed with the administrator and retained up to three years.

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Louis Orsatti, NY LIFE Securities, Boston, MA