Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

The registration process itself varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification
• Registration by coordination
• Registration by filing

Federal cove

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Types Of Registration, you might also be interested in:

Series 65 - Beta

Series 53 - 6.5. Understanding Yield

Series 24 - FINRA Regulatory Responsibilities

Series 65 - 7.1.1.1.1.1. Ticker Information

Series 66 - 2.4.17.5. Municipal Notes

Series 65 - Regulation SHO

SIE - 8.6. Account Compliance Issues

SIE - 3.10.1.2. LGIP Operations and Fees

Series 65 - 2.13. Money Market Securities

Series 51 - Submission of the Final Official Statement

Series 7 - Chapter 1 Practice Question Answers

Series 51 - Municipal Securities Sales Principal (Series 9/10)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you very much!! I have to say your books and online quizzes are the best! They helped me pass my Series 6 (after failing twice with other study materials) and passing my Series 63 the first time! Thanks again!

Bernadette Reyes

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

Earlier this month I passed the Series 6 using the book and then for the Series 63, I read the book first (like always) and after that I was practicing all the time in your web page (about ten times by chapter, in order to master it). I studied the 63 in about 2 weeks and let me tell you that your website and the immediate feedback helped me a lot (I got an 85 in my test). Thank you very much!

Maricella Tenorio Bocangel, New York Life, New York, NY

I ordered the Series 63 material on 10/4 and sat for my exam today 10/15 and I passed....the exams are more challenging then the other vendors I used. This cleary helped me pass the exam. I'm about to order the 65 material

David Lewis, White Plains, NY

The products and support provided by Solomon Exam Prep was exactly what I needed to pass my Series 63 the first time. The reading materials where actually enjoyable due in part to easy to understand explanations. Unlike most of the competitors offerings which are perfect for insomniacs, these materials are engaging and the test questions are harder than I experienced on the exam. Additionally, the on-line testing simulator is a fabulous addition to the package. Not only do you have an opportunity to take a self paced approach but also as you come to the final days of prep, there is a timed environment that helps you establish a pace that is a real plus on exam day. The real-time support when I had a question or concern was the last extraordinary plus of this packaged solution. I received responses if not in minutes certainly within the day. I recommend these products to all of my associates and to you.

David Vande Casteele, Managing Director, John Davenport & Associates LLC