Series 63: 3.1.7 Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7 Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date, and it cannot be withdrawn during that year-long period. After that period, it may be withdrawn only at the discretion of the state securities administrator.

The state securities administrator

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 3.1.7 Termination Of A Securities Registration, you might also be interested in:

Series 7 - 5.2.4.1. Contract Size

Series 14 - 6.1.8.3. Rule 10b5-1

Series 6 - 5.1.3.4. Investing and Reinvesting in Mutual Funds

SIE - Continuing Education

Series 22 - The Arbitration Process

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took the 6 and 63. I passed the 6 with a 90% and the 63 with an 87%. I used the test simulator for both and it was a tremendous help. I was actually studying using a different book and I wasn't getting enough info. The Test Simulator was key. It threw the questions at me in a different way which was similar to the actual test. I don't think I would have passed without it. THANKS!

Idette Campos, Licensed Personal Banker & Small Business Specialist, JP Morgan Chase, Chula Vista, CA

I passed the Series 7 on my first attempt. In fact, five years ago, I also passed both the Series 6 and 63 on my first attempt. In all cases, I used Solomon Exam Prep materials which make sometimes 'dry' topics much more readable. Also, having the option to take an unlimited number of practice tests and receive immediate, thorough feedback was invaluable. I highly recommend them!

Blaine Burnett

Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

I used the Solomon Series 63 prep and passed with confidence. I highly recommend following the 10 day study plan.

Melissa

I passed the 63 on the first try with Solomon Exam prep! The Exam Simulator was amazing and the Audiobook really helped!!!

Brad Eiden, Jefferson National, Louisville, KY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: 3.1.7 Termination Of A Securities Registration

Taken from our Series 63 Online Guide

3.1.7 Termination of a Securities Registration

Since you're reading about Series 63: 3.1.7 Termination Of A Securities Registration, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →