Series 27: Other Liabilities

Taken from our Series 27 Online Guide

Other Liabilities

Broker-dealers sometimes exclude from their balance sheet certain of their expenses or debts for which a third party, such as a parent company or affiliate, has assumed responsibility through an expense-sharing arrangement. These liabilities must be subtracted from net worth, unless the broker-dealer can demonstrate that the third

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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