Series 28: Clearing Firm Extension Requests

Taken from our Series 28 Online Guide

Clearing Firm Extension Requests

Clearing firms that request extensions of time on behalf of their broker-dealer clients must submit the requests to FINRA for approval. Requests should only be made under exceptional circumstances. Clearing firms must assure themselves prior to submittal tha

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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