Series 26: Designation Of Accounts

Taken from our Series 26 Online Guide

Designation of Accounts

Member firms generally may only carry an account on their books in the name of the customer. However, an account may be designated by a number or symbol, provided the member has on file a written statement signed by the customer attesting to the ownership of that account.

FINRA Rule 3250

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Designation Of Accounts, you might also be interested in:

Series 79 - Meeting Closing Conditions

Series 54 - 2.2. Duties and Standards for Municipal Advisors

Series 24 - Conflicts of Interest Disclosure: Customer Transactions

Series 52 - 8.2.4. Statutory Disqualification

Series 6 - Exercise

SIE - Anti-Money Laundering

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot

Solomon Exam Prep was the ticket to passing my Series 26 test. I would like to thank you all for your help! I highly recommend your study material for the FINRA exams.

David H. Viar, Farm Bureau Financial Services, West Des Moines, IA

The virtual class and the test questions really helped me pass the Series 26. Thank you.

Todd Brubaker, Western & Southern Life, Akron, OH

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA