Series 26: Designation Of Accounts

Taken from our Series 26 Online Guide

Designation of Accounts

Member firms generally may only carry an account on their books in the name of the customer. However, an account may be designated by a number or symbol, provided the member has on file a written statement signed by the customer attesting to the ownership of that account.

FINRA Rule 3250

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Designation Of Accounts, you might also be interested in:

Series 50 - Build America Bonds (BABs)

Series 65 - Alpha

Series 24 - Investment Adviser Accounts

Series 66 - Post-Registration Requirements

SIE - Uniform Gifts to Minors Act (UGMA) Accounts

Series 53 - Alternative Trading Systems Records

SIE - Exercise

Series 52 - 9.2.7.1. Close-Out by Purchaser

Series 3 - 1.2.2. Cash, Forward, and Futures Markets

Series 24 - 3.11.5. Summary Prospectus

Series 51 - Written Supervisory Procedures

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

Solomon Exam Prep was the ticket to passing my Series 26 test. I would like to thank you all for your help! I highly recommend your study material for the FINRA exams.

David H. Viar, Farm Bureau Financial Services, West Des Moines, IA

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC