Series 14: 2.1.3. Third Market

Taken from our Series 14 Online Guide

2.1.3. Third Market

The third market is a negotiated market where institutional investors and broker-dealers buy and sell exchange-listed securities over the counter. Third market activities generally involve large institutional investors who buy and sell on their own or, if they are not market makers, use a

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 2.1.3. Third Market, you might also be interested in:

Series 7 - Exercise

Series 7 - 9.4.1.1.4. Net Income

Series 53 - Rule G-1—Requirements for Being Considered a Bank Dealer

Series 79 - 10.4.4. Identifying, Screening, and Negotiating with Investors

Series 53 - 5.5.7. Refunding Bonds

Series 82 - 1.1.2.1.10. Summary

Series 24 - Specialists/Designated Market Makers (DMMs)

Series 53 - Disclosure Requirements for Control Relationships

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

I successfully passed the test [Series 65] thanks to you guys!!!!

Chad Cook, Old West Investment Management, Los Angeles, CA

The materials for the SIE were very well organized and presented. The study guide is comprehensive and easy to understand. Beyond that what I found the most valuable were the practice exams particularly the detailed explanations after each set of answers. There are so many hidden gems in there be sure to scroll down so as not to miss that information. We done Solomon Prep!

Matthew Gould, GreyMan Management . Scottsdale, AZ.

Thanks to Solomon, the 79 went smoothly. Your materials were phenomenal in my preparation.

Nate Nead, InvestmentBank.com, Seattle, WA

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 14: 2.1.3. Third Market

Taken from our Series 14 Online Guide

2.1.3. Third Market

Since you're reading about Series 14: 2.1.3. Third Market, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →