Series 24: Missing, Lost, Fake Or Counterfeit Securities

Taken from our Series 24 Online Guide

Missing, Lost, Fake or Counterfeit Securities

The Securities Information Center (SIC), an arm of the SEC, handles the reporting of stolen, missing, lost, or counterfeit securities. Each member firm must file a notification with the SIC if it discovers the following:

• Stolen securities: The firm must report stolen securities to the SIC within one business day of the discovery and must also promptly report it to the FBI
• Missing or lost securities: When securities have been missing or lost for two business days, the firm must report the missing/lost securities within one business day following the end of that two-day period
• Counterfeit securities: The firm must report to the SIC and the FBI within one day of discovering counter

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Missing, Lost, Fake Or Counterfeit Securities, you might also be interested in:

Series 24 - Reporting Requirements

Series 53 - 3.1.2. Predispute Arbitration Agreements

Series 24 - Business Plan

Series 66 - Time-Weighted Return

Series 79 - Resales by Non-Control Persons

Series 79 - 8.6.3. For Fixed-Price Offerings

Series 24 - Market Participant Identifiers (MPIDs)

Series 22 - Retail Communications That Include a Recommendation

Series 7 - 9.1.2.3. Credit Spreads

Series 65 - Reinvested Shares

Series 24 - 4.1.6.2. Free Writing Prospectus (FWP)

Series 50 - Advance Refunded Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA