Series 24: Outside Member Transactions

Taken from our Series 24 Online Guide

Outside Member Transactions

Employees of member firms may open investment accounts at other member firms, provided that they notify both the employer member firm and the other, executing member firm.

The executing member firm in turn has the responsibility to notify the employer member firm in writing that it has opened an account before executing any transactions, and it must notify the employee that it will be providing a

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Outside Member Transactions, you might also be interested in:

Series 54 - 3.2.5.2. Ban on Business

Series 65 - Income Bonds

Series 24 - Types of Equity Securities

Series 65 - Definition of Investment Adviser

Series 24 - Nasdaq Firm Quote Rule

Series 7 - Chapter 18 Practice Questions

Series 79 - 14.2.1. Secured Claims

Series 22 - 5.1. Opening and Maintaining Customer Accounts

Series 65 - Total Return

Series 53 - Executing a Close-out

Series 79 - Evaluating Credit Implications

Series 53 - Reporting and Payment of Designated Orders

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.