Series 24: 5.9.3.1. Reporting System For Listed Securities Traded Over The Counter

Taken from our Series 24 Online Guide

5.9.3.1. Reporting System for Listed Securities Traded Over the Counter

Exchange-listed securities that trade over the counter may be displayed and reported on FINRA’s Alternative Display Facility (ADF). The ADF is a display-only facility that allows market makers and ECNs to display their quotes, best bid and offer, and trade reports on Nasdaq. All member firms that participate in the ADF are provided with the ability to view q

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