Series 24: 5.2.2.1. Listing Termination

Taken from our Series 24 Online Guide

5.2.2.1. Listing Termination

FINRA can suspend or terminate the registration of any Nasdaq security if the company files for bankruptcy, receives a disclaimer of opinion on its financial statements, engages i

Since you're reading about Series 24: 5.2.2.1. Listing Termination, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!