Series 24: 2.3.2.2. Non-Cash Compensation

Taken from our Series 24 Online Guide

2.3.2.2. Non-Cash Compensation

No member firm or associated person is permitted to accept or make payments of any non-cash compensation except under these circumstances:

• Gifts do not exceed an amount per person per year fixed by FINRA (currently $100)

• Gratuities, such as meals or theater tickets, are not so frequent or expensive as to raise issues of impropriety

• Payments or reimbursements for attending training or educational events have the prior approval of the member firm, the location is ap

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