Series 24: 2.1.2.4. Compliance Meeting

Taken from our Series 24 Online Guide

2.1.2.4. Compliance Meeting

Each associated person must participate in an annual compliance meeting or interview. The purpose of this meeting is to ensure that representatives and principals remain current on changing compliance requirements and the firm’s supervisory system. Meetings may be conducted either individually or am

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I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

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