Series 79: 11.2.6. Evaluating Existing Obligations

Taken from our Series 79 Online Guide

11.2.6. Evaluating Existing Obligations

The investment banker will help the seller identify and evaluate the impact of any contractual terms and conditions that the seller might need to address before any sale can close. Securities records should be scrutinized carefully to see if any securities have consent, conversion, or acceleration provisions that are triggered by a sale or merger. For example, are there outstanding stock options with accelerated vesting in the event of sal

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