Series 82: 1.1.2.1.10. Summary

Taken from our Series 82 Online Guide

1.1.2.1.10. Summary

To summarize, the placement agent will assemble a selling group to share in the distribution of the securities. Both the placement agent and the selling group members will conduct reasonable due diligence on the issuer. Investors will be contacted and sc

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: 1.1.2.1.10. Summary, you might also be interested in:

Series 24 - Securities Record (Also Called the Stock Record)

Series 24 - 1.2.2.2. FINRA Membership

Series 3 - 2.2.1.2. The Hedge Ratio

Series 65 - Whole Life Insurance

Series 79 - Assisting in Performing Due Diligence on Potential Buyers

Series 14 - 5.2. Oversight of Industry Standards

Series 66 - Appendix B: Dishonest or Unethical Business Practices of Broker-Dealers and Agents

Series 79 - 4.4. Discounted Cash Flow Analysis

Series 79 - 9.1. The Final Prospectus

Series 65 - 2.3 Preferred Stock

Series 79 - Communications That Are Not Considered Offers to Sell (Rules 135 and 135a)

Series 51 - Periodic Statements for Municipal Fund Securities

Series 7 - 3.6.20 Rule G-20—Limitations on Gifts, Gratuities, and Non-Cash Compensation

Series 7 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY

The online exam simulator was essential to helping me pass the Series 82 on my first attempt!! Have always used Kaplan for previous FINRA exams, so didn't know what to expect at first, but I was definitely prepared for this exam! Great job to everyone at Solomon, especially the exam writers !!

Luke Garcia, Capital Group, West Chester, PA

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I successfully passed on the first attempt my Series 82 exam today after using the Solomon Exam Prep course. It is an excellent online study tool. The entire suite of exam prep offerings were very helpful as I could study at my own pace and customize my learning. I used the flashcards, quick and longer exams simulations and found the "Fast Facts" extremely useful as a final prep summary. I would highly recommend Solomon Exam Prep to anyone either just entering the securities industry or adding new licenses during their career.

Michael Ryan, Growth Capital Services. San Francisco, CA