Series 6: 8.3.4. Mailing Instructions

8.3.4. Mailing Instructions

Without instructions to the contrary, all trade account statements and trade confirmations must be sent to the customer’s address of record. The investor may have her mail sent instead to an investment adviser or any individual with power of attorney if she makes the request in writing.

Also, by written request, the customer may instruct her broker to hold her mail. If the requested time period included in the customer’s instruc