Series 6: 7.5.1.5. Disclosure Of Compensation And Other Fees

Taken from our Series 6 Online Guide

7.5.1.5. Disclosure of Compensation and Other Fees

Any fees charged must be disclosed to all customers. These fees include the types of compensation fees discussed shortly, as well as any other fees associated with an account, such as 12b-1 fees for mutual funds,

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For the Series 6 exam, I used the Solomon 4-week study schedule. I really didn't do anything special, I just stuck to the study schedule each day. I used the app on my phone quite a bit for convenience.

The Solomon Live Class was timed perfectly one week prior to my exam, so it turned out to be somewhat of a review session, which is what I had hoped it would be. The concepts covered in the Live Class were helpful because McCallister broke them down into plain English and real-world examples.

The one place I varied from the study schedule was in the number of times I took the Exam Simulator. I took the Exam Simulator Practice Test 36 times and monitored my Pass Probability. Once I had my Pass Probability at 90%, I felt I was ready.

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