Series 6: 7.5.1.1. Account Statements

Taken from our Series 6 Online Guide

7.5.1.1. Account Statements

At least once per quarter, member firms are required to send each customer an account statement describing his securities positions, money balances, and account activity for the preceding quarterly period.

SEC Rule 15c3-3, FINRA Rule 2340

Since you're reading about Series 6: 7.5.1.1. Account Statements, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 6
Please Enable Javascript
to view this content!