Series 6: 2.2.4. Prime Brokerage Accounts

Taken from our Series 6 Online Guide

2.2.4. Prime Brokerage Accounts

Because hedge funds and other institutional investors use a number of brokers for trading, they sometimes open accounts with a prime broker. A prime broker does not engage in trading activity. Trading is done by the customer’s array of executing brokers, which are brokers that process a buy or sell order on behalf of a customer. The prime brokerage is the place where all trades are cleared and

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 2.2.4. Prime Brokerage Accounts, you might also be interested in:

Series 52 - Rule G-38—Solicitation of Municipal Securities Business

Series 79 - Chapter 9 Practice Questions

SIE - 7.3. Economic and International Factors that Influence the Securities Markets

Series 66 - Support and Resistance

Series 7 - 5.1.2. Short Call

Series 65 - 1.4.1.4 Footnotes to the Financial Statements

Series 24 - NYSE Rule 77 – Prohibited Offers

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

Wanted to thank Solomon Exam Prep for helping me Pass my Series 6 TO test yesterday Monday Feb 3rd, 2020. After failing with a competing exam prep I decided to use Solomon's materials and I feel it gave me the edge to pass - YES! Materials are straight forward and concise, I loved using the Exam Simulator on my Android phone and my tablet with ease and simplicity taking as many test questions I wanted, very user friendly. Customer Service is GREAT, Solomon helped extend my Study Guide materials which help me alot too. Thank You and I definitely recommend Solomon.

Anthony Moreno, Primerica

I've used the Solomon exam prep materials for both my SIE and Series 6 exams and passed both on the first try! The audio materials are a lifesaver and a great resource to utilize, especially while driving. Also, your team is fantastic! I reached out through the "Ask the Professor" option while studying for the SIE and the response and additional help was exactly what I needed. I highly recommend Solomon! Thanks again!

Kristina Ribali, Modern Woodmen Fraternal Financial. Naples, FL

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.