Series 52: Exercise

Taken from our Series 52 Online Guide

Exercise

Fill in the blank

1. When the firm acts as a dealer, it is a/n _____ transaction.

2. A group of municipals dealers teams up to purchase and sell a large block of municipal securities. They will form a/n _____ account.

3. The secondary market for dealers is also known as a/n _____ market.

4. If the firm is acting as a go-between for the buyer and seller, then this is a/n _____ transaction.

5. _____ are dealers who buy and sell out of their own inventory and post bid and ask prices.

6. A municipal bond dealer who specializes in brokering transactions for other municipals dealers is a/n _____.

7. An investment made to reduce the risk of an adverse price movement in a s

Since you're reading about Series 52: Exercise, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 52
Please Enable Javascript
to view this content!