Series 7: 18.4.2.2. Code Of Mediation

Taken from our Series 7 Online Guide

18.4.2.2. Code of Mediation

Any matter that is eligible for arbitration may instead be submitted for mediation. Mediation is a less formal alternative to arbitration and is strictly voluntary. All parties must agree to mediation in writing. Parties may choose it instead of arbitration, or they may submit to mediation within an arbitration process to resolve any aspect of an arbitrated dispute.

The Director of Mediation will determine whether a matter is eligible for mediation. The parties may select a mediator from a li

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