Series 7: 12.1.2.3. Shelf Offering (Shelf Registration)

Taken from our Series 7 Online Guide

12.1.2.3. Shelf Offering (Shelf Registration)

In most public offerings, an issuer will register and issue a specified number of securities and will attempt to sell all the securities in one day. If an issuer has issued securities previously and is a large enough company, it may file what is called a shelf

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