Series 65: 9.1.5.1. Exceptions For Media From Other States

Taken from our Series 65 Online Guide

9.1.5.1. Exceptions for Media from Other States

Certain kinds of communications may not be considered an offer within a state. Specifically, advertisements in bona fide newspapers and other publications of regular circulation that are not published within a given state do not constitute offers within that state. Also, if two-thirds of a publication’s circulation is outside the state in which it is published (such as for national magazines), then its advertisements do not count as offers even in the state in which the publication is pub

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 9.1.5.1. Exceptions For Media From Other States, you might also be interested in:

Series 66 - Income Statement

Series 51 - Solicitation of Municipal Securities Business

Series 66 - Registration by Coordination

Series 79 - Chapter 11

Series 63 - Advertising

Series 82 - Research Reports by Broker-Dealers Not Participating in an Issuer’s Distribution

Series 7 - 3.2.3.1 By Source of Payment

Series 82 - 3.3.1.4.4. Bid-Ask Spreads

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

I began the process of studying for the Series 65 in October of 2013. I studied with two other exam prep companies. The result, a 70% each time.

Then, I bought Solomon’s Exam Prep 65. As I did with the other two, I went step by step, and when it said I was ready I sat for the exam! Boom! 80%, passing all four sections at once! So if you’re surfing the internet right now wondering who to go with….STOP….Solomon’s is the right choice for today’s professional to get the licensing you need done the first time, not the third!

Shad Johnson, The Mueller Companies, Canon City, CO

I passed the exam (Series 65) on the first try only using your study prep. Worked great for me!

Michael Carmody Brentwood, TN

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

I passed the Series 65 exam on my first attempt. Your practice exams really helped. Thanks again.

Colin Tucker, Little Rock, AR