Series 65: 7.2.1.2.1.4. Margin Account Deposits

Taken from our Series 65 Online Guide

7.2.1.2.1.4. Margin Account Deposits

If a customer deposits cash or cash dividends into a margin account, the debit balance is reduced by that amount, and the equity increases by that same amount. The SMA also increases dollar for dollar by the amount deposited.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 7.2.1.2.1.4. Margin Account Deposits, you might also be interested in:

Series 63 - 2.2 Practical Application

Series 24 - 3.5.8.1. Fixed Annuities

Series 65 - Disability

Series 26 - Principals and Registered Representatives

Series 53 - Business Conduct

Series 24 - 2.7.4.4. Independent Public Accountant’s Reports

Series 65 - Exchange-Traded Notes (ETNs)

Series 65 - Qualified Domestic Relations Orders (QDROs)

Series 65 - 2.9.2 Zero Coupon Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana

I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt earlier today. Although I am an experienced adviser my work has previously all been in the UK and servicing UK Expats so have had no previous experience in the US or its regulatory framework. My only resource was the Solomon Exam Prep module for Series 65. It had everything I needed including prompt (super quick) responses to queries from real people. Even on a Sunday which I find incredible. A big thank you to you and the whole staff; I have recommended you to a number of people and will continue to do so; worth every penny.

Jonathan Brookes, Hoxton Capital, Austin TX

My third exam passed with Solomon, first the Series 6 and the Series 63, this time the Series 65 - just passed today! Highly recommend for any exam prep you need! Thank you again guys!

Brad Eiden, Nationwide Advisory, Louisville, KY

I am 73 years old and have been retired for 5 years. My fulfilling career of 38 years was mainly as a portfolio manager in a trust setting. A good friend of mine recently started an RIA and asked me to consider coming to work for him. Since I loved my job and retirement is boring in comparison, the decision to jump back in was rather easy. You know the old saying: if you love what you do, you will never work a day in your life. But yes, I must first pass Series 65. The study materials and whole program you have constructed are excellent. I read the phone-book sized reading materials and took many practice exams on the website. Just this morning I sat for the test and passed. Hooray!! I am convinced that your test preparation process made the exam seem easy. So I will recommend to anyone preparing for a securities exam to definitely consider getting your program. Thanks again for your outstanding program and guidance."

Rick Hinchberger Dover Advisors LLC

Thank you Solomon! I passed the Series 65 today on the 1st attempt. Same result as on the Series 63 I passed last year. The Solomon video lectures and exam simulator was awesome. It not only helped pass the test but helped me really understand all the material.

Gary Kilanowski. Scottsdale, AZ

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff