Series 65: 4.1.7.4.1. Exercise

Taken from our Series 65 Online Guide

4.1.7.4.1. Exercise

Remember that an American-style option can be exercised at any time. When the holder exercises the option, the writer is said to be assigned the option. Assignment means the writer of the option must do what he committed to when he sold the opti

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At Phillips & Co., my job was to hire entry level applicants who could successfully pass the Series 65 and Series 7 examinations in three months and do it the FIRST TIME. After trying Kaplan/Dearborn, STC, and even the Series 7 for Dummies, 85% of our applicants were still having a hard time passing.

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I wanted to thank you for your help several weeks ago. The practice questions were very helpful. I passed the exam (Series 65) on the first try with a solid score.

Alan Heacock, LPL Financial, Bedford, NH

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