Series 65: 2.7.3. Collateral Trust Bonds

Taken from our Series 65 Online Guide

2.7.3. Collateral Trust Bonds

Collateral trust bonds are secured by financial assets, such as stocks and bonds. These are also called collateral trust certificates (CTCs). They are issued by companies that have few hard assets but significant amounts of securities. For instance, holding companies often issue CTCs by

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 2.7.3. Collateral Trust Bonds, you might also be interested in:

Series 22 - Dealer-Managed DPP Offerings

Series 66 - 4.3.1.1. Beta Coefficient

Series 50 - Preservation of Books and Records (MSRB Rules G-8 and G-9)

Series 65 - 10.11.16.5. Ban on Certain Third-Party Solicitors

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the series 65! I used the Solomon exam prep Material to take the series 65. I had previously used the Kaplan material and did not find the materials to be that good. The book, audio tape and exam question bank were amazing. It was hard to go to the center wearing a mask during this Coronavirus time period. I don’t think I would’ve passed this Series 65 without Solomon. Thank you

Gail Abrams, The Investment Center, Inc. Watchung, NJ

Thank you Solomon, 87% on the series 65. I thought I was nervous showing up to the exam, but the material was well above par. thanks again

Matt Callahan

I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

Landry Mead, Goldman Sachs Ayco Personal Financial Management. Dallas, TX

Hi Jeremy, I passed! Thanks for all your hard work and support to help me get through the Series 65! I went from scoring a 65 [using a competitor's material] to a 79 percent [with your Exam Prep]. I felt your material covered the exam perfectly. I went out of my way of actually learning instead memorizing. I used the book and the audio book as well as your online test prep. I am glad that is over with! Thanks again, best wishes to you as well.

Bryce Lindley, Sisters, Oregon

I have to commend everyone at Solomon Exam Prep in getting me ready for and helping me pass my "Series 65" State Securities Law exam. I did not have a securities background nor did I work in the industry, and at 51 years old it was a challenge for me to go back to hitting the books. In addition to studying for the exam I was running my full time business and working 60+ hours a week. But with their help and support I passed on my first attempt.

Philip Schweik, Global View Capital Advisors, Wausau, WI

I began the process of studying for the Series 65 in October of 2013. I studied with two other exam prep companies. The result, a 70% each time.

Then, I bought Solomon’s Exam Prep 65. As I did with the other two, I went step by step, and when it said I was ready I sat for the exam! Boom! 80%, passing all four sections at once! So if you’re surfing the internet right now wondering who to go with….STOP….Solomon’s is the right choice for today’s professional to get the licensing you need done the first time, not the third!

Shad Johnson, The Mueller Companies, Canon City, CO

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: 2.7.3. Collateral Trust Bonds

Taken from our Series 65 Online Guide

2.7.3. Collateral Trust Bonds

Since you're reading about Series 65: 2.7.3. Collateral Trust Bonds, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →