Series 65: 2.3.3. Issuance Of Preferred Stock

Taken from our Series 65 Online Guide

2.3.3. Issuance of Preferred Stock

Companies generally issue preferred stock when the sale of bonds or common stock is not feasible. For example, a company seeking to acquire the assets of another company in a merger may issue preferred stock to use in exch

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 2.3.3. Issuance Of Preferred Stock, you might also be interested in:

Series 51 - Municipal Securities Representative (Series 52)

Series 53 - 3.1.2.1. Opening Institutional Customer Accounts

Series 24 - Handling of Orders and Reports

Series 79 - Assets

Series 24 - 5.9.2. The ACT Reporting Service

Series 14 - 1.4. Investment Advisers Act of 1940

Series 65 - Free-Look Period

Series 66 - Sharing Profits and Loss in a Customer Account

Series 7 - 1.2.2.8 Right to Sue for Wrongful Acts

Series 26 - Correspondence

Series 6 - 2.2.6.1. Corporate Accounts

Series 79 - Comparable Companies Analysis: A Step-By-Step Approach

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

Solomon Exam Prep material was great. Explained in a way that is easy to learn and follow. Test questions really help the material sink in. I had failed the Series 66 twice using another service. When it came time to find new material for the Series 65 and Series 63 Solomon was it. I passed both the 65 & 63 with flying colors and I have Solomon to thank for that.

Jeff Champigny, Merrill Lynch, Greensboro, NC

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

Just wanted to let all of you know that I passed the 65 on 4/19/10. I got a 76%! Not the highest score, but good enough!!! Thank you so much for all your help. Your study materials (book, audio, and exam simulator) were instrumental in my passing this test the first time! I'll be sure to let any future test takers in my office know about your products! Thanks again!

Sandy Widmer, BGR Financial Group LLC, Tucson, AZ

I passed the Series 65 today. Thanks so much. The Series 65 Exam Simulator and the iPhone app were my only study instruments. I didn't have any other study materials. Granted, I know that you encouraged me to not use the exam simulator as my sole source, but I found your practice tests to be more difficult than the actual exam. I had taken the series 65 in 1994, but it is a different test now. I received an 89%, finished 55 minutes early. I just took your exam simulator tests over and over. Funny thing, I was getting in the 75% range on your exams. Never broke 80%. Great apps! I really appreciate your generosity in extending my subscription to complete my prep. You are a good man. Thank you.

Daniel Q. Humphrey, Financial Guard, Pleasant Grove, Utah

I thought the study material from Solomon Exam Prep was great. It helped me focus on the sections where I needed to study the most. I passed with an 81% on my first try for the Series 65 exam. I would definitely use Solomon Exam Prep again if I need to get any more licenses.

Michael, Portland, OR