Series 65: 1.4.3.1. Prospectus

Taken from our Series 65 Online Guide

1.4.3.1. Prospectus

A prospectus is the initial form that is filed prior to the public offer of a new security (stock or bond). The prospectus provides important disclosure information for the investor. It contains all the material information about the security, which means all the crucial info that potential investors may want or need to know to

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I have to commend everyone at Solomon Exam Prep in getting me ready for and helping me pass my "Series 65" State Securities Law exam. I did not have a securities background nor did I work in the industry, and at 51 years old it was a challenge for me to go back to hitting the books. In addition to studying for the exam I was running my full time business and working 60+ hours a week. But with their help and support I passed on my first attempt.

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