Exercise
Match the investment professional to the compensation arrangement
A. Investment adviser representative
B. Agent
C. Solicitor
1. _____ Fee based on a percentage of assets under management
2. _____ Markup on the price of a security purchased from a client
3. _____ Commissions received for effecting securities transactions
4. _____ A flat fee received for providing investment advice
5. _____ Cash payments made to a third pa