Series 63: 3.1.2. Registration Of Securities

Taken from our Series 63 Online Guide

3.1.2. Registration of Securities

Just like investment advisers, agents, and the other professionals discussed so far, securities must be registered with the state securities administrator and their issuers must pay a registration fee. And as with these other parties, securities are potentially exempt from st

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Since you're reading about Series 63: 3.1.2. Registration Of Securities, you might also be interested in:

Series 26 - Declaring the Registration Effective

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