Series 3: 7.6.1.5. Appeal And Review

Taken from our Series 3 Online Guide

7.6.1.5. Appeal and Review

The respondent may appeal any adverse decision of the hearing panel by filing a written notice of appeal with NFA within 15 days after the date of the decision. The notice must describe those aspects of the disciplinary action to which exception is taken and must contain any request by the respondent to pres

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