Series 3: 7.3.7.4. Profit Sharing

Taken from our Series 3 Online Guide

7.3.7.4. Profit Sharing

No member firm or associated person may share in the profits or losses accruing from commodity futures trading in any customer account without the customer’s prior written authorization, whether the account is carried by the member firm itself or by any other member firm.

NFA Rule 2-3

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.3.7.4. Profit Sharing, you might also be interested in:

Series 7 - 4.12. Alternative Minimum Tax

Series 50 - OID Municipal Bonds

Series 27 - Short Selling Rules

Series 7 - 2.7 Bond Points and Basis Points

Series 63 - 4.4.1.3.2 Trade Confirmations

SIE - 7.5.1. Balance of Payments

Series 50 - Bond Rating Services

Series 27 - Exercise

Series 53 - Records for Transactions as Principal

Series 26 - Continuing Education

Series 82 - Bond Points and Basis Points

Series 79 - 4.4. Discounted Cash Flow Analysis

Series 79 - Social Issues

Series 14 - 4.2.1. Physical Possession or Control

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO