Series 3: 7.3.6.3. Electronic Communications

Taken from our Series 3 Online Guide

7.3.6.3. Electronic Communications

NFA member firms may not distribute over any electronic medium any advertisement that uses audio or video content to make any specific trading recommendation or to describe past or potential profits, without first submitting it to NFA for its review and approval at least 10 days prior to first use. Electronic communications include advertisements over radio, TV, or any other audio or video medium accessible to

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