Series 3: 7.3.4.2. Confirmation Statement To Customers

Taken from our Series 3 Online Guide

7.3.4.2. Confirmation Statement to Customers

Each FCM must furnish each customer with a written confirmation of each commodities futures and options transaction executed for the customer, not later than the following business day. For each options transaction, the confirmation must contain:

• The customer’s account identification number

• A separate listing of the amount of the premium, the mark-up (if any), and any other commissions or fees

• The strike price

•

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