Series 14: 5.2.7.4. Solicitation Of Municipal Securities Business

Taken from our Series 14 Online Guide

5.2.7.4. Solicitation of Municipal Securities Business

While Rule G-37 addressed the issue of investment bankers trying to influence elected officials through political contributions, it led to the increased use of politically connected consultants to solicit business for underwriters. The MSRB addressed this problem by adopting Rule G-38. This rule sa

Since you're reading about Series 14: 5.2.7.4. Solicitation Of Municipal Securities Business, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 14
Please Enable Javascript
to view this content!