Series 51: Rule G-25—Improper Use Of Assets

Taken from our Series 51 Online Guide

Rule G-25—Improper Use of Assets

Broker-dealers may not make improper use of municipal securities or funds held on behalf of another person. They may not guarantee a customer against loss or share in their profits or losses.

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I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

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Michael

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

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Briana Turner, Cambridge Investment Research. Virginia Beach, VA