Series 14: 7.2.1.3.2. Other Registration Forms

Taken from our Series 14 Online Guide

7.2.1.3.2. Other Registration Forms

Super account administrator and FINRA entitlement agreement. This form designates the single person (not a service provider) who will be authorized by the firm to access and oversee the use of FINRA regulatory filing systems.

Member firm email notification contact form. This form simply identifies the

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Since you're reading about Series 14: 7.2.1.3.2. Other Registration Forms, you might also be interested in:

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Series 24 - Uniform Gift to Minors Act (UGMA) Accounts

Series 65 - 10.1.2 Delivery of the Prospectus

Series 6 - 6.2.2. Death Benefit

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