Series 14: 1.5.4. Municipal Securities Rulemaking Board (MSRB)

Taken from our Series 14 Online Guide

1.5.4. Municipal Securities Rulemaking Board (MSRB)

The Municipal Securities Rulemaking Board (MSRB) was created by the Securities Acts Amendments of 1975. The MSRB is a self-regulatory organization that is subject to oversight by the SEC. It was established to promote a fair and efficient municipal securities market. The MSRB is governed by a twenty-one-member board composed of members from the public and regulated entities such as dealers and banks. Among the duties of the MSRB is to conduct rule

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