Series 26: Organization And Purpose Of SIPC

Taken from our Series 26 Online Guide

Organization and Purpose of SIPC

The Securities Investor Protection Corporation, or SIPC, is not a government agency. Instead, it is a membership-owned, nonprofit corporation, whose membership consists of virtually every brokerage firm registered with the SEC. Exempt broker-dealers include firms that exclusively sell mutual funds, variable annuities, U.S. Treasury securities; firms that only offer in

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