Series 26: Customer Availability Of FINRA Manual

Taken from our Series 26 Online Guide

Customer Availability of FINRA Manual

Member firms must keep a current copy of the FINRA Manual for examination by customers when they request it. The FINRA Manual is a record of the rules and regulations that apply to all broker-dealers and investment companies who are FINRA members. Availability may be maintained both by electronic access and by providing customers with such access upon request.

FINRA Rule 8110

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