Series 26: Review Of Customer Accounts

Taken from our Series 26 Online Guide

Review of Customer Accounts

Written supervisory control procedures require the periodic review of customer accounts to prevent and detect irregularities and abuses. Procedures must be reasonably designed to prevent the inspections from being compromised due to the conflicts of interes

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Review Of Customer Accounts, you might also be interested in:

SIE - High-Yield or Junk Bonds

Series 79 - 9.5.1. Lifetime Records

Series 24 - Member Supervisory Controls

Series 14 - 8.3.11. Trading Penny Stocks in a Customer Account

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC