Series 22: Civil Liability For False Communications To Customers

Taken from our Series 22 Top-off Online Guide

Civil Liability for False Communications to Customers

Under Section 12 of the Securities Act, untrue statements of material fact, or omissions of material fact, in a written prospectus or oral communication whose result is to mislead a customer are subject to civil prosecution in a court of law. Anyone who offers or sells a secu

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