Series 22: Disclosure Of Participation Or Interest In Distribution

Taken from our Series 22 Top-off Online Guide

Disclosure of Participation or Interest in Distribution

A member who is acting as a broker for a customer or acting as a dealer and who receives a fee or expects to receive a fee for advising customers with respect to buying or selling the securities must notify the customer of its financial interest at or before completing any transaction with the customer, whether in the primary or secondary market.

FINRA Rule 2269

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Solomon Exam Prep was great! I passed my Series 22 with their materials. I failed my first time taking the exam using the Securities Institute of America's material. I was completely shocked because I did well in all my practice exams. So, I did extra research and found Solomon Exam Prep. It was exactly like the FINRA outline which was perfect. Highly suggest Solomon Exam Prep for Series 22.

Becky Eriksson, Cabin Securities. Los Angeles, CA

Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

Eric Stroehle, Steelwater Wealth Management. Oakville, CT

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Jim Scott, AGES . Ocala, FL

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Cole Seelhammer. New Braunfels, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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Ciarra DiPiazza, CB Financial Services, Tacoma, WA