Series 22: 4.2.3. Delivery Of Prospectus By Dealers

Taken from our Series 22 Top-off Online Guide

4.2.3. Delivery of Prospectus by Dealers

Any dealer that sells a security within 90 days, for an over-the-counter initial public offering, after the later of (1) the date the security was offered to the public or (2) the date the registration became effective

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